Senior Managers Regime (SMR)
Tailored Senior Manager training, providing an overview of all regime components but with specific focus on the key principles of SMR. The training explains the Conduct Rules applicable to Senior Managers and provides thought provoking case studies to ensure these senior individuals consider the standards expected of them, as well to staff members within their area of the business. It is recommended that Reasonable Steps training is separately delivered face-to-face.
Certification Regime (CR)
A complete mandatory training module for Certification staff, explaining the key CR principles, including applicable Certification Functions and Fitness & Propriety assessments. The Conduct Rule training and thought provoking case studies, which can be selected for your organisation, are tailored to each Certification Function to ensure that individuals can attest to understanding how they apply to them.
A complete mandatory training module for staff subject to the Conduct Rules. The training provides context to the regime, but with primary focus on the new Conduct Rules standards that apply to them. Thought provoking case studies, which can be selected for your organisation, are tailored to be relevant to their role and ensure the individual can attest to understanding how the rules apply to them.