Getting ready to meet MiFID II Compliance
When a leading European Investment Bank faced the huge challenge of assessing the regulatory impact of MiFID II and preparing for compliance, they turned to us.
Our client recognised the need to mobilise a programme to firstly, carry out a regulatory impact assessment across its entire operations and technology landscape. Involving multiple workstreams, this major programme of change would then naturally progress through requirements definition and, ultimately, delivery.
Working within the bank’s global reference data function, our team quickly got to work with completing a comprehensive impact assessment before leading large workstreams to deliver the findings and requirements across the client’s full suite of reference data.
At the same time, our team were also asked to deliver an impact assessment for its global markets operations function and establish a programme governance function for its workstreams. Thanks to our effective approach and impressive results, we were subsequently engaged to support with delivery in this area of the bank too.
Our team brought clarity and structure to both the regulatory impacts and programme delivery across these two key functions within the bank. The combination of our programme governance methods, subject matter expertise and extensive knowledge in this field is proving invaluable to our client as they make good progress within a complex programme environment.